We offer asset managers comprehensive administration, accounting and transfer agency services.
Registration and Transfer Agent
- Register management with AML and KYC checks, extensive support for KIID/PRIIPS, AML/KYC, FATCA, CRS
- Issue, redemption and exchange of fund shares
- All types of funds, including Open Investment Funds, Closed Investment Funds, Alternative Investment Funds, Specialist Open Investment Funds
Fund accounting
- Fund price determination
- Preparation of annual accounts and interim reports
- Comprehensive fund reports
Business management
- Support in establishing corporations
- Domiciliation service and execution of all administrative and operational processes
IT solutions
- Web-based fund solutions for distribution partners (B2B) and private individuals (B2C)
- Customised applications to support TFI in the areas of asset valuation, asset management, AML handling and data warehousing
Tools
GTAS
in-house developed transfer agency system
Benefits:
-
LOAD (surcharge)
- FEL (issue surcharge), BEL (redemption surcharge)
-
Defined classes: Dealer, Product, Transaction and Account Level
- OGC
- Commission
- Trailer fee
- CDSC
- Taxes
- EUSD, WHT
- National taxes
- FIFO, LIFO
- Taxation principle
- Multicurrency
- Foreign currency accounts in USD, CHF, etc., transaction level
- Different currencies, bill of exchange tables
- ROA
- Account level
- Cost or market value possible
- Others
- Regular savings plans
- Interfaces
- KYC (know-your-client) / verification of legitimacy / prevention of money laundering
- Blocks
FundAgent
Front-end system for investment companies/institutional investors
Benefits:
- Over 15,000 users (30 sales companies)
- Online Tool
- Access limited to dedicated IP address
- Create your own account
- Support of all product groups (RSP, pensions, etc.)
- Link to investor information (KIID)
- Personal data
- Contact details
- Transactions
- Orders
- Data changes
- Block
- Inherited orders
- Trades / order placements
- Subscriptions
- Redemption
- Switch
- Transfer
Fund AML
Anti-money laundering and compliance
Benefits:
- Real-time, automated or manual processing, effective blacklist scrubbing, fraud detection and account behaviour analysis
- Web-based interface enables white labelling with a multi-level security concept (access for auditor’s Compliance Officer)
- An ISAE 3402 audit is performed by KPMG, including operations and technology
- Quarterly risk control and internal audit
- Blacklists:
- World-Check – commercial list with approximately 700,000 units (sub-lists include: UN List, OFAC, SDN, EU, BoE, PEPs, Corporate Black List)
- Bank of England list
- EU list (consolidated list of persons, groups and economic entities, pursuant to EU financial sanctions)
- FINCEN (Financial Crimes Enforcement Network)
- Market timing
- Frequent trading operations
- Personalised reporting (XLS, CSV, PDF)
- Connection to transfer agency platform or trader platforms
Flexiblocks
Flexible cloud platform that supports all of the insurer's business processes
Benefits:
- Flexiblocks modules enable effective processes around the entire lifecycle of insurance products
- Preparation (charging) by providers of different partners
- Presentation of an offer
- Acceptance of an application or contract (including the issuing of documents)
- Customer service, insurance, customer service in the CRM module and payment service included in the solution
- Easy integration with partner and banking systems, including leasing and insurance companies
- Business process modelling possible on the basis of the built-in WorkFlow module
Visit our partner's website for more information: https://makeitright.pl/products/
KID PRIIPs Service
KID PRIIPs service to produce full reports and/or calculate quantitative indicators.
Benefits:
- Depending on the needs of the investment company, three different service models are available
- complete outsourcing of KID generation
- standard service - automatic generation of KID documents based on descriptive content provided by the client
- calculation support - "calculation Engine for KID" service
- Further details on the product can be found here (partner product)
Visit our partner's website for more information: https://psfinteco.com/en/publications/kid-for-priips/
Are you interested in Transfer Agent solutions?
Our partner ProService Finteco has the right solutions for you.